Deutsche Bank AG (DB - Research Report) received a Buy rating and a EUR14.00 price target from RBC Capital analyst Anke Reingen today. Before retiring from KPMG in 2017, he was its Chairman of Global Financial Services. Please consult the sales restrictions relating to the products or services in question for further information. In 2021, it operated with an average headcount of 586 full-time equivalent employees. He has worked at the IMF and advised the Chinese government on economic policy. The Audit Committee and, ultimately, the BoD supervise the effectiveness of audit work. UBS E-banking and online services Switzerland. Global Head of Fixed Income Research, Citigroup Inc. 4 "Immediate family member" meaning: spouse, parents, children, siblings, mothers-in-law, fathers-in-law, sons-in-law, daughters-in-law, brothers-in-law, sisters-in-law and anyone (other than domestic employees) who shares the director's home. See our upcoming events and important dates. Our solutions for independent financial advisors and wealth managers include research, infrastructure and a broad range of products and services. Copying, editing, modifying, distributing, sharing, linking or any other use (whether for commercial purposes or otherwise) of this material, other than personal viewing, without UBS's prior written permission is strictly prohibited. After 10 years at KeyBank, she joined GL Advisor as a client advisor to recent graduates with student loan debt. She started her Wall Street career at Merrill Lynch & Co., in investment banking, before embarking on a 24-year career at Citigroup Inc., the last nine years of which she was the Regional Head of Markets for North America. Before joining UBS, Ms. Youngwood was CFO for JPMorgan Chase Consumer & Community Banking. In 2013, he moved to Credit Suisse, holding senior leadership positions asCFOPrivate Banking & Wealth Management and laterCEOInternational Wealth Management. This website uses cookies to make sure you get the best experience on our website. In addition, in order to be considered independent, our BoD members have to fulfill the additional criteria our BoD has established based on the requirements set forth in the New York Stock Exchange listing standards on corporate governance, the FINMA Circular 2017 / 1 Corporate governance - banks and the standards established in the Swiss Code of Best Practice for Corporate Governance. Vice Chairman of the Board, Firmenich InternationalSA, Corporate Vice President, Special Operations, FirmenichSA, Geneva, Vice President Fine Fragrance worldwide and Prsident Directeur Gnral, Firmenich & Cie, Paris and Firmenich Inc, New York, Vice President Fine Fragrance North America, Firmenich Inc, New York, Analyst, International Investment Banking, Credit Suisse First Boston, Production administrator, FirmenichSAde CV, Mexico, Attorney, Business Law, Patry, Junet, Simon & Le Fort, Geneva, Nationality:Chinese |Year of birth:1963. UBS Asset Management's Real Estate & Private Markets business is one of the largest asset managers in real assets worldwide. In both roles, she was a member of that companys executive committee. https://www.ubs.com/geb. The bank's statute was adopted on 22 January 1870, and on 10 March Swissquote ist eine in der Schweiz lizenzierte/zugelassene Bank, welche unter der Aufsicht der Eidgenssischen Finanzmarktaufsicht (FINMA) steht. Let us show you how. Prior to that, she held the position of CFO at DBS Bank. He joined UBS from Taiwan-based Ta Chong Bank, where he served as President and Director. Wenn Sie auf "Fortfahren" klicken um diese Website besuchen zu knnen, besttigen Sie, dass It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. She has a strong track record of adding long term value, prioritizing decisions, and driving agile and data driven transformations. Mr. Wemmer brings to the BoD knowledge covering accounting, finance and audit, including capital markets, investments, risk management, as well as asset management. Before working for DBS Bank in Singapore, Mr. Koh wasCEOfor Prudential Assurance and Alverdine Pte Ltd, both companies based in Singapore. During a 16-year career with JPMorgan, Ms. Wong helped build up its Asia and emerging markets business. Please note, that the available functionalities of our app may vary depending on your domicile. UBS published its Mr. Dudley brings a wealth of experience in banking and research thanks to his former management positions at Goldman Sachs Group and Morgan Guaranty Trust. Please consult the sales restrictions relating to the products or services in question for further information. Alongside these roles, Ms. Rachou brings extensive experience from serving as a board member of Socit Gnrale for 12 years and is currently on the boards of two other listed companies, including the pan-European bourse, Euronext N.V. Senior Advisor, Clartan Associs (formerly Rouvier Associs), France, Founding partner andCEO, Topiary Finance Ltd., UK, Head of Global Foreign Exchange and Currency Options, Crdit Agricole Indosuez (formerly Banque Indosuez), UK, Corporate Secretary and Secretary to the Board of Directors, Crdit Agricole Indosuez, France, COO, Carr Futures, France (owned by Banque Indosuez), Crdit Agricole Indosuez, France, Head of Asset and Liability Management & Market Risks, Crdit Agricole Indosuez, France, Position in Forex Exchange Sales, Crdit Agricole Indosuez, France and UK, Non-executive member of the Board since 2017, Nationality:American (US) |Year of birth:1963. Her responsibilities at Roche Holding AG include a broad range of additional topics, such as safety, health & environment, patents, audit and risk advisory, compliance and sustainability. Please see Annual Report 2021 on external independent auditors, Charter for Group Internal Audit No more guesswork - Rank On Demand UBS offers high DealBook Newsletter The Stakes Behind the F.T.C.s Bid to Block Microsofts Big Deal. This reporting structure is shown in the following table: Audit is an integral part of corporate governance. He then worked as COO EMEA for UBS Asset Management and has since held a broad range of leadership roles across the Group in Switzerland, the US and Japan, including COO of Group Internal Audit from 2006 to 2015. UBS provides a complete set of banking services for individual, corporate and institutional clients. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. to latest quarter of UBS financial results, Invitation: Presentation of UBS's third quarter 2022 results, UBS E-banking and online services Switzerland. General Counsel and member of the Enlarged Executive Committee, Roche Holding AG, Head of Legal Diagnostics, F. Hoffmann-La Roche Ltd., Basel, Switzerland, Roche Group, Head Legal Business, Roche Diagnostics International Ltd, Rotkreuz, Switzerland, Roche Group, Head Legal Business, Roche Diagnostics GmbH, Mannheim, Germany, Roche Group, Legal Counsel, Roche Diagnostics GmbH, Mannheim, Germany, Roche Group, Attorney (Partner), Philipp & Littig, Mannheim, Germany, Attorney (Associate), Dr. Hermann Bttner, Karlsruhe, Germany, Non-executive member of the Board since 2019, Nationality:American (US) |Year of birth:1953. The NYSE listing standards on corporate governance require foreign private issuers to disclose any significant ways in which their corporate governance practices differ from those that have to be followed by domestic companies. The Annual General Meeting in 2021 re-elected Ernst & Young Ltd (EY) as auditors for the Group for a one-year term of office. This is the UBS Mobile Banking App for all our UBS clients (excl. UBS (UBS) Headquartered in Zurich, Switzerland, UBS Group AG is the holding company of UBS Group. You are free to change your cookies' settings in the privacy settings. From stock market news to jobs and real estate, it can all be found here. Swissquote besitzt keine Erlaubnis der Bundesanstalt fr Finanzdienstleistungsaufsicht (BaFin) um in Deutschland fr Bankgeschfte oder Finanzdienstleistungen zu werben. All Audit Committee and Risk Committee members are required to be independent. Throughout the 1990s, SBC engaged in a large growth initiative, shifting its focus from traditional commercial banking into investment banking, We help banks to extend their offers and transform their cost structures. Group Chief Risk Officer of UBS Group AG and Chief Risk Officer of UBS AG, Spokesman of the Executive Board, FMS Wertmanagement, Chief Risk & Financial Officer, FMS Wertmanagement, Managing Director, Credit Risk Management (Switzerland and Private Banking worldwide), Credit Suisse, Head Credit Risk Management Analytics & Instruments, Credit Suisse, Head of Credit Portfolio Management, Credit Suisse, Head Structured Finance Analytics, Group Credit Portfolio Management, Hypovereinsbank, Group Chief Digital and Information Officer, Nationality:British |Year of birth:1977. the United States and Australia) who can benefit from these digital services. He also served as the Vice Chairman and a permanent member of the Federal Open Market Committee. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals. It subsequently played a large part in developing Germany's financial services industry, as its business model focused on providing finance to industrial customers. He developed an ambitious sustainability strategy for the group to lead the industry in health, safety and environmental performance. As a long-serving CFO of two large multi-national companies in the financial services sector, he brings deep experience across a broad range of highly relevant topics to the table. From his former roles at Standard Chartered Bank, Mr. Dargan brings proven experience in technology strategy and operations. It assesses the performance and qualifications of external auditors and submits proposals for appointment, reappointment or removal of independent auditors to the BoD. Latest News. You can find more information under the Privacy Statement. Maurice has been in the wealth management business since 1994. See Board of Directors' Committee memberships, UBS E-banking and online services Switzerland, Chairperson of the Corporate Culture and Responsibility Committee since 2022, Chairperson of the Governance and Nominating Committee since 2022, Masters degree, modern history, Oxford University, Fellow of the Institute of Chartered Accountants in England and Wales, Member of the Board of Norfolk Southern Corporation (chair of the risk and finance committee), Member of the Board of Directors of the Bretton Woods Committee, Member of the Board of the Swiss Finance Council, Member of the Board of Americans for Oxford, Member of the Oxford Chancellors Court of Benefactors, Member of the Advisory Council of the British Museum, Member of the International Advisory Council of the China Securities Regulatory Commission, Member of the European Financial Services Round Table, Member of the International Monetary Conference, Advanced Management Program, Harvard Business School, MBA program, International Bankers School, New York, Bachelors degree, business administration, University of Applied Sciences, St. Gallen, Vice Chairman of the Board of Directors of Pilatus Aircraft Ltd, Member of the Board of Directors of Ringier AG, Member of the Board of Directors of Opernhaus Zrich AG, Vice Chairman of the Swiss Bankers Association, Chairman of the Employers Association of Banks in Switzerland, Member of the Board of Directors of the Swiss Employers Association, Chairman of the Foundation Board of the UBS Pension Fund, Member of the Foundation Council of the UBS Center for Economics in Society, Member of the Governance and Nominating Committee since 2019, Chairperson of the Audit Committee since 2018, Bachelors degree, economics, University College London, Trustee of the UKs Productivity Leadership Group, Member of the Corporate Culture and Responsibility Committee since 2022, Masters degree, law, Universities of Mannheim and Heidelberg, Master of Laws (LL.M. In her previous role, Group COO, she oversaw global functions such as technology, operations, human resources and corporate services. These committees and their charters are described in the Organization Regulations, published at ubs.com/governance. The products, services, information and/or materials contained within these web pages may not be available for residents of certain jurisdictions. The products, services, information and/or materials contained within these web pages may not be available for residents of certain jurisdictions. Robert Karofsky was appointed Co-President of the Investment Bank in 2018. For more information, please review the PDF document atubs.com/relationshipsummary.UBS Financial Services Inc. does not provide tax or legal advice. 18701919. Where are you today and where do you want to be tomorrow? Ms. Levi began her corporate career with Novartis Group in 2004 and worked there for 16 years, holding a number of senior legal roles across Europe. CFP Board's Trademark Disclaimer. has an immediate family member who is a current partner or a current employee (personally working on UBS's audit), of UBS's internal or external auditors. Before joining UBS, she served as Chief Legal Officer & External Affairs at Rio Tinto Group and, before that, as General Counsel. Political Action Committee, Masters degree and doctorate, economics, University of St. Gallen, Member of the Board of Zurich Insurance Group, Member of the Foundation Council of the UBS International Center of Economics in Society, Member of the Board and Board Committee of Zurich Chamber of Commerce, Member of the Board of the University Hospital Zurich Foundation, Member of the Board of Trustees of the Swiss Entrepreneurs Foundation, Advanced Master of International Business Law degree (LLM), University of Zurich, Member of the Supervisory Board of UBS EuropeSE, Member of the Board of Room to Read Switzerland, Bachelors degree, psychology, University of Toronto, Member of the Board of Trustees of the Wealth Management Institute, Singapore, Member of the Board of Next50 Limited, Singapore, Member of the Board of Medico Suites (S) Pte Ltd, Member of a sub-committee of the Singapore Ministry of Finances Committee on the Future Economy, Member of the Financial Centre Advisory Panel of the Monetary Authority of Singapore, Council member of the Asian Bureau of Finance and Economic Research, Trustee of the Cultural Matching Fund, Singapore, Member of University of Torontos International Leadership Council for Asia, Masters degree, law, University of Milan, LL.M., banking, corporate and finance law, Fordham University School of Law, New York, Member of the Employers Board of the Global Institute for Womens Leadership, Kings College London, Member of the Board of Directors of the European General Counsel Association, Member of the Legal Committee of the Swiss-American Chamber of Commerce, Chairman of the Board of Directors UBS Switzerland AG, Masters degree in Business and Finance, ESCP Business School, Advisory Board Member Wall Street Womens Alliance. Me. (134 KB), Please see Annual Report 2021 on information policy, UBS E-banking and online services Switzerland. Before joining UBS, he served as CEO and Chairman of the Executive Board of ING Group. Markus Baumann joined UBS in 1979 as a banking apprentice and has now been with the firm for more than 40 years. Before joining UBS, he used his expertise and skills as Chief Risk & Financial Officer at FMS Wertmanagement. You are free to change your cookies' settings in the privacy settings. Mike Dargan was appointed Group Chief Digital and Information Officer (CDIO) in May 2021. He also played a leading role in driving sustainability efforts in the financial industry, and firmly continues to do so. UBS (UBS) Headquartered in Zurich, Switzerland, UBS Group AG is the holding company of UBS Group. 3 "Executive officer" meaning: president, principal financial officer, principal accounting officer or controller, any officer in charge of a principal business unit, division or function, any other officer who performs a policy-making function. Whether youre discussing an inheritance, insurance, a business transition or wealth transfer, an open, honest discussion among family members makes the process more rewarding for everyone. GIA supports the BoD in discharging its governance responsibilities by taking a dynamic approach to audit, issue assurance and risk assessment, calling attention to key risks in order to drive action to prevent unexpected loss or damage to the firms reputation. A global financial services firm with a focused model built around clients and their needs, with an emphasis on informed advice, tailored ideas and solutions and best-in-class execution. U.S. sports platform Fanatics has raised $700 million in a new financing round led by private equity firm Clearlake Capital, valuing Fanatics at $31 billion. President Asset Management, UBS Group AG and UBS AG, Head of Investments, Asset Management, UBS. Ms. Bckstiegel brings a wealth of know-how in a highly regulated sector. The Board may approve exceptions from this rule if the simultaneous service does not impair the ability of the director to fulfill his mandate. The latter also applies to UBS AGs internal audit function. Dao earned the CERTIFIED FINANCIAL PLANNERTM designation (CFP) in 2012. She also has in-depth finance expertise and experience across a wide range of finance, investment, and banking businesses. The BoD delegates the management of the business to the GEB. 2023 will be a year of inflections as investors try to identify the turning points for inflation, interest rates, growth, and financial markets against a complex geopolitical backdrop. Whether youre discussing an inheritance, insurance, a business transition or wealth transfer, an open, honest discussion among family members makes the process more rewarding for everyone. Starting as an The company was founded in Lucerne, Switzerland in 1874, by Robert Schindler and Eduard Villiger, who established the collective joint partnership Schindler & Villiger. The products, services, information and/or materials contained within these web pages may not be available for residents of certain jurisdictions. This website uses cookies to make sure you get the best experience on our website. UBS offers high net worth and affluent individuals around the world a complete range of tailored advice and investment services. Iqbal Khan has been President Global Wealth Management since October 2022 and President UBS EMEA since February 2021. The Chairman of the Board presides over all general meetings of shareholders and works with the committee chairpersons to coordinate the work of all BoD committees. Claudia Bckstiegel has been General Counsel and a member of the Enlarged Executive Committee of Roche Holding AG since 2020. 1 "Material relationship" meaning: UBS accounting for more than 2% of the sales or purchases of products and/or services for him or her or for a company with which he or she is affiliated. Advertisement. 2 "UBS" means: UBS Group AG, or UBS AG or any other company of the UBS group. CFO, Consumer & Community Banking and Diversity & Inclusion, incl. Group Chief Compliance and Governance Officer, UBS Group AG and UBS AG, Head Group Regulatory and Governance, UBS, Manager Group-wide too-big-to-fail program, UBS, Head Products and Services of Wealth Management & Swiss Bank, UBS, Nationality:American (US) and French |Year of birth:1974. Chris lives in Watertown with this wife, Lauren and their son, Grady. Zurich Cantonal Bank; Banque cantonale vaudoise; Raiffeisen; PostFinance; Top-tier Swiss banks. President UBS Americas, UBS Group AG and UBS AG, First Vice President and COO, Federal Reserve Bank of New York, Chief Digital Officer, Wealth Management, Morgan Stanley, Executive Vice President, Investor Services Segments & Platforms, Charles Schwab Corporation, Senior Vice President, Business Process Transformation, Charles Schwab Corporation, Senior Vice President, Advisor Services Client Experience & Strategic Integration, Charles Schwab Corporation, COO and Board Director, Charles Schwab Bank, Various senior positions at Charles Schwab Corporation, Business analyst and later associate principal at McKinsey & Company, Nationality:American (US) |Year of birth:1967. Find the latest business news on Wall Street, jobs and the economy, the housing market, personal finance and money investments and much more on ABC News What will your legacy be?Its never too early to plan ahead. has entered into consulting contracts with UBS. While safeguarding their independence, the external auditors closely coordinate their work with Group Internal Audit (GIA). As required by the Swiss Code of Obligations, the BoD submits its proposals for shareholder vote at the Annual General Meeting (the AGM). The availability of tax advantages or other benefits may be contingent on meeting other requirements. Copying, editing, modifying, distributing, sharing, linking or any other use (whether for commercial purposes or otherwise) of this material, other than personal viewing, without UBS's prior written permission is strictly prohibited. Amgn stock price target raised to $271 from $257 at UBS. See our upcoming events and important dates. information, As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. The Coast Guard cutter Midgett (WMSL 757) moors in Manila, Philippines, Aug. 30, 2022. He served as Chairman of the Board of UBS Switzerland AG for five years and was a member of the Group Executive Board of UBS and President UBS Switzerland from 2010 to 2016, responsible for the private clients, wealth management, corporate and institutional clients, investment banking, and asset management businesses in UBSs home market. We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. In his final role as Group Chief Risk Officer of RBC, he was responsible for the strategic management of risk on an enterprise-wide basis and oversaw all risk functions. Open Site Search Close Search Overlay. In addition to his leadership and industry experience across all parts of the banking business, his strong connections and network, particularly in Switzerland, are instrumental for the bank. Myanmar Skin care Products Market Size to grow at a CAGR 8.6% from 2021 to 2027 - 36 mins ago. The products, services, information and/or materials contained within these web pages may not be available for residents of certain jurisdictions. has received or has an immediate family member who has received during any twelve-month period within the last three years more than USD 120,000 in direct compensation from UBS (other than director and committee fees). The BoD has ultimate responsibility for the success of the Group and for delivering sustainable shareholder value within a framework of prudent and effective controls. It is an independent function that provides expertise and insights to confirm controls are functioning well and highlight where UBS needs to better manage current and emerging risks. Looking To Improve Your Website's Search Engine Optimization? Unless we separately agree in writing, we do not monitor your brokerage account, and you make the ultimate decision regarding the purchase or sale of investments. Such exceptions would be disclosed and explained in our annual reports. All on FoxSports.com. Our Organization Regulations require three-quarters of the BoD members to be independent. Advisory & Brokerage Services. UBS published its third-quarter results on 25 October. The BoD exercises oversight over UBS Group AG and its subsidiaries, and is responsible for establishing a clear Group governance framework to provide effective steering and supervision of the Group, taking into account the material risks to which UBS Group AG and its subsidiaries are exposed. President Morgan Stanley, responsible for Institutional Securities and Wealth Management, CEO of Morgan Stanley International, Morgan Stanley, President, Institutional Securities, Morgan Stanley, Co-President, Institutional Securities, Morgan Stanley, CFO and Co-Head Corporate Strategy, Morgan Stanley, Head Global Capital Markets, Morgan Stanley, Co-Head Fixed Income, Europe, Morgan Stanley. He has a deep understanding of the global banking landscape and broad banking experience across all the geographic regions and major business areas in which UBS operates. Um dies zu verhindern, mssen Cookies aktiviert werden. Chris graduated Summa Cum Laude from St. Michael's College with a Bachelor of Science in Mathematics and is a member of Phi Beta Kappa. If you live in Switzerland, you can open our digital product line UBS key4 directly via app: However, as per Swiss law, the BoD approves compensation plans. UBS Group AG; Credit Suisse Group AG; Domestically Systemically Important Banks. UBS invites you to the presentation of its first-quarter results on Tuesday, 25 October 2022. He served as Chairman of the Board of UBS Switzerland AG for five years and was a member of the Group Executive Board of UBS and President UBS Switzerland from 2010 to 2016, responsible for the private clients, wealth To support the achievement of UBSs objectives, GIA independently, objectively and systematically assesses the: (i) soundness of the Groups risk and control culture; (ii) reliability and integrity of financial and operational information, including whether activities are properly, accurately and completely recorded, and the quality of underlying data and models; and. Get all the latest India news, ipo, bse, business news, commodity only on Moneycontrol. is a current partner or a current employee of UBSs internal or external auditors. Mr. Anderson is also an IT expert, having started out as a software developer in the early 1980s, before working in IT consulting and developing a broad knowledge of systems integration and IT outsourcing services, as well as software development. holds directly or indirectly UBS shares in excess of 5% of the outstanding capital. Under the leadership of the Chairman, the Board of Directors (BoD) decides on the strategy of the Group, upon recommendation by the Group CEO, exercises ultimate supervision over management and appoints all Group Executive Board (GEB) members. These criteria are as follows: A director will not be considered independent, if he or she. You can find more information under the Privacy Statement. President Personal & Corporate Banking and President UBS Switzerland, UBS Group AG, President of the Executive Board, UBS Switzerland AG, Group COO of UBS and President of the Executive Board, UBS Business Solutions AG, Head Private Clients Region Zurich, Credit Suisse, President Global Wealth Management and President UBS Europe, Middle East and Africa. Copying, editing, modifying, distributing, sharing, linking or any other use (whether for commercial purposes or otherwise) of this material, other than personal viewing, without UBS's prior written permission is strictly prohibited. No shareholder approval is required if shares for such plans are purchased in the market. The BoD decides on the strategy of the Group, upon recommendations by the Group CEO, and exercises ultimate supervision over management, whereas the GEB, headed by the Group CEO, has executive management responsibility. His 30-year career with Morgan Stanley attests to his solid leadership experience in banking and excellent relationships around the world. Before joining UBS, Mr. Ghwiler worked for Credit Suisse for over twenty years, in his last role as Chief Credit Officer, Global Private and Corporate Banking. ABB Ltd. is a Swedish-Swiss multinational corporation headquartered in Zrich, Switzerland. At the 2021 Annual General Meeting (AGM), Ernst & Young were reelected as auditors for the Group for a further one-year term of office. Order Routing Disclosure. UBS Group AG operates under a strict dual board structure, as mandated by Swiss banking law, and therefore the BoD delegates the management of the business to the GEB. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. Maurice and his wife actively support Silver Lining Mentoring, The Sports Museum at the TD Garden, and UNICEF. GS | Complete Goldman Sachs Group Inc. stock news by MarketWatch. During his time as CEO of ING, he steered the bank to profitability after the financial crisis and supported the firms digital transformation. Chris started his financial services career in 2006 as a Marketing Associate for Maurice Bradshaw at Bear, Stearns & Co. Inc. He holds his Series 7, 63 and 65 licenses. Julius Br Group AG, known alternatively as Julius Baer Group Ltd., is a private banking corporation founded and based in Switzerland.Headquartered in Zrich, it is among the older Swiss banking institutions.In terms of assets under management, Julius Baer is number three among Swiss banks after the two generalists UBS and Credit Suisse and the biggest pure-play Before that, he was Co-President and then President of Morgan Stanley Institutional Securities. Statement of Financial Condition- UBS FSI of Puerto Rico. The bank's statute was adopted on 22 January 1870, and on 10 March Dao holds her Series 7, 66 and Insurance licenses. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.Learn more at ubs.com/wealthway. Group Chief Risk Officer and member Group Executive Committee, Royal Bank of Canada (RBC), Chief Operating Officer,RBCCapital Markets, RBC, Senior Vice President and General Manager USA, RBC, Senior Vice President Financial Services, RBC, Nationality:French |Year of birth:1957. Short URL: Under NYSE standards it is the responsibility of compensation committees to evaluate senior managements performance and to determine and approve, as a committee or together with the other independent directors, the compensation thereof. In October 2021, Mr. Karofsky was appointed to the additional role of UBS GEB sponsor to co-lead the AI, Data and Analytics center of expertise, along with Mike Dargan. You can find more information under the Privacy Statement. By combining the joint expertise of over 500 talented people working across direct real estate, infrastructure equity and debt, and food & agriculture investments as well as indirect exposure to leading real estate, infrastructure, private equity The operational structure of the Group comprises theGroup Functions and four business divisions: UBS's financial statements provide segment reporting by its business divisions andGroup Functions. Julie G. Richardson spent more than 25 years on Wall Street as a senior investment banker with a focus on telecom, media and technology. Before joining UBS, he acquired know-how in investment banking as an analyst and trader, working for various financial institutions such as Morgan Stanley, Deutsche Bank, and AllianceBernstein. Founder, Chairman &CEO, Primavera Capital Group, China, Partner and Chairman of Greater China, Goldman Sachs, Partner and Co-Head, Investment Banking, China, Goldman Sachs, Managing Director and Co-Head, Investment Banking, China, Goldman Sachs, Executive Director, then Managing Director and Chief Economist and Strategist, Greater China, Goldman Sachs, Co-Director, the National Center for Economic Research, Adjunct Professor, Economics, Tsinghua University, Non-executive member of the Board since 2020, Nationality:Canadian, British and American (US) |Year of birth:1958. Before joining UBS, he served as CEO and Chairman of the Executive Board of ING Group. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Compliance with NYSE listing standards on corporate governance. As a general rule for a Board of Director (BoD) member to be considered independent, he or she may not have any material relationship1 with UBS2, either directly or as a partner, controlling shareholder or executive officer3 of a company that has a material relationship with UBS. Edmund Koh has been President UBS Asia Pacific since 2019. Chairman of Global Financial Services, KPMG International, Head of Clients and Markets KPMG Europe, KPMG International, Head of Financial Services KPMG Europe, KPMG International, Head of Financial Services KPMG UK, KPMG International, Member of the Group Management Board and Head of UK operations, Atos OriginSA, Software developer, Triad Computing Systems, Non-executive member of the Board since 2021, Nationality:Swiss and German |Year of birth:1964. He demonstrated exceptional leadership in monetary policy and as a top regulator, including during the years of the global financial crisis. In compliance with the June 24, 2020 guidance of the SECs Division of Trading and Markets and Division of Investment Management, UBS Financial Services Inc. has taken the following steps to deliver regulatory-required documents to client households with mailing addresses in countries It assumes overall responsibility for developing the strategies of the Group, the business divisions and Group Functions, and implements the BoD approved strategies. Falls die Cookies zurzeit auf Ihrem Computer inaktiv sind, mssen Sie diesen Hinweis fr jede neue besuchte Seite dieser Website akzeptieren. He is a financial sector veteran, with more than 30 years in senior roles in financial services, including as Head Wealth Management Asia Pacific, Country Head Singapore and Head Wealth Management South East Asia and Asia Pacific Hub for UBS. As Chief Digital Officer at Morgan Stanley Wealth Management, she led the digital strategy and executed digital transformation of the wealth management business to improve client experience and financial advisor effectiveness and efficiency. Our team will work with you to help preserve your lifestyle and livelihood in retirement by understanding your goals, risk and time horizon. Vodafone Group PLC: AirTouch Communications Inc: 60.29: 51.65: Completed: 10: 2004: Sanofi-Synthelabo SA UBS AG: 9.8: 6.6: Completed: 5: 2012: Investor Group: Ping An Insurance (Grp) Co the detailed ranking, and graphs, please login with your account (if you have no account yet, you can register for free). For more information on third party rating methodologies, please visitubs.com/us/en/designation-disclosures.html. Please consult the sales restrictions relating to the service in question for further information. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. Group Company Secretary of UBS Group AG and Company Secretary of UBS AG, Chief of Staff to the Chairman of the Board of Directors, UBS, Head Global Reporting & Controlling, Global Asset Management, UBS, Head Management SupportCEOEMEA, Global Asset Management, UBS, Various positions, Union Bank of Switzerland, Corporate Culture and Responsibility Committee, Latest financial information and Annual General Meeting. 5 "Controlled" meaning: being a controlling shareholder (owning 50% or more of the voting power) or the Chairman and/or CEO of the company. He holds the Chartered Financial Analyst designation and is a member of the CFA Institute and the CFA Society Boston. Unsere Systeme haben festgestellt, dass Sie einen Computer mit einer in Deutschland lokalisierten IP-Adresse benutzen. Best Execution Statement. Her main focus is on giving daily support to the team with regard to all operational and administrative issues. GIA also cooperates closely with risk control functions and internal and external legal advisors on investigations into major control issues. In addition, GIA provides independent assurance on the effective and sustainable remediation of control deficiencies within its mandate, taking a prudent and conservative risk-based approach and assessing at the issue level whether the root cause and the potential exposure for the firm have been holistically and sustainably addressed. Ms. Keller-Busse also brings in-depth experience regarding financial market infrastructure, having served on the Board ofSIXGroup for nine years. 3 "Executive officer" meaning: president, principal financial officer, principal accounting officer or controller, any officer in charge of a principal business unit, division or function, any other officer who performs a policy-making function. The general meeting of shareholders is the supreme corporate body of UBS. was or an immediate family member was within the last three years a partner or employee of UBS's internal or external auditors and personally worked on UBSs audit within that time. Important Information About Auction Rate Securities (Not for Puerto Rico). Chairman of the Board of Directors of UBS Switzerland AG, Member of the Group Executive Board of UBS Group AG and President UBS Switzerland, Chief Credit Officer, Global Private and Corporate Banking, Credit Suisse, Head Credit Risk Management, Corporate Clients Switzerland, Credit Suisse, Chief of Staff to CEO, Private and Corporate Clients, Credit Suisse, Various senior front office roles in Corporate Clients in Switzerland and North America, Credit Suisse, Client Advisor Retail and Wealth Management, Cantonal Bank of St. Gallen, Non-executive member of the Board since 2018, Nationality:British |Year of birth:1958. The ratings are based on quantitative factors and are not necessarily related to the quality of the investment advice. Under NYSE standards audit committees are responsible for appointing independent auditors. GIA enhances the efficiency of its work through coordination and close cooperation with the external auditors. In line with Swiss law, our Compensation Committee, together with the BoD, proposes for shareholder approval at the AGM the maximum aggregate amount of compensation for the BoD, the maximum aggregate amount of fixed compensation for the Group Executive Board (the GEB) and the aggregate amount of variable compensation for the GEB. Governor of the Chinese International School in Hong Kong SAR, Co-Chairman of the Nature Conservancy Asia Pacific Council, Member of the Board of Trustees, the Institute for Advanced Study. Sarah Youngwoodbecame Group CFO in May 2022. UBS Invest to advance report finds clear progress on the road to financial inclusion for multicultural investors ; Presentation of UBS's first-quarter 2022 results; Presentation of UBS's first-quarter 2022 results; Results of the 2022 Annual General Meeting of UBS Group AG; UBS declares coupon payments on 12 ETRACS Exchange Traded Notes It approves all financial statements and appoints and removes all GEB members. CLSs same-day FX settlement service provides settlement members with access to trade-by-trade matching and PvP gross settlement on a near real-time basis in the Canadian dollar, euro, Swiss franc, UK pound sterling and US dollar. He is an avid golfer, and lives in Hingham with his wife, Karen and his two children, Katherine and Harry. Prior to its merger, the bank was the third largest in Switzerland with over CHF300 billion of assets and CHF11.7 billion of equity.. This website uses cookies to make sure you get the best experience on our website. accepts directly or indirectly any consulting, advisory or other compensatory fees from UBS, other than compensation for Board and Board Committee services. The members of the Compensation Committee are elected by the AGM. As a foreign company with shares listed on the New York Stock Exchange (the NYSE), UBS Group AG also complies with all relevant corporate governance standards applicable to foreign private issuers. To continue achieving these goals, we apply the following principles in our financial reporting and disclosure: Latest financial information and Annual General Meeting. Criteria for defining external Board members' independence. He cemented his reputation as a tech specialist by becoming a founding sponsor of KPMGs Global Fintech Network in 2014. Copying, editing, modifying, distributing, sharing, linking or any other use (whether for commercial purposes or otherwise) of this material, other than personal viewing, without UBS's prior written permission is strictly prohibited. In October 2021, he took up the additional role of UBSGEBsponsor to co-lead the AI, Data and Analytics center of expertise, along with Robert Karofsky. They enjoy spending time in the outdoors and volunteer with the Green Mountain Club as Long Trail adopters. Nationality: American (US)|Year of birth: 1971. All shareholders registered with voting rights are invited to general meetings of shareholders. She has been pivotal in driving business alignment, and digital and cultural transformation, while also facilitating business growth as President UBS EMEA. During his career, Mr. Hughes has also held senior management positions in the front office and key operational roles. A qualified attorney-at-law, she has been admitted to the Supreme Court of the United States, the New York State bar and the bar of Milan, Italy, and has worked in several law firms in New York and Milan. 6 "Qualified holding" means a direct or indirect participation in UBS Group AG or UBS AG with at least 10% of the capital or voting rights. Nathalie Rachou is a seasoned expert in financial services, having held a number of banking positions, such as CEO of Prime Brokerage and Head of a business line in Capital Markets at Crdit Agricole Indosuez in the UK and in France. Let us show you how. View or download our current and archived financial reports. You can find more information under the Privacy Statement. The Risk Committee is responsible for monitoring our adherence to those risk principles and monitoring whether business divisions and control units maintain appropriate systems of risk management and control. View real-time stock prices and stock quotes for a full financial overview. Find out how to navigate 2023 in our Year Ahead report. Ralph Hamers has been Group CEO of UBS Group AG and President of the Executive Board of UBS AG since November 2020. EY assumes virtually all auditing functions according to laws, regulatory requests and the Articles of Association. 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